Koonce Securities LLC is providing this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms make available quarterly reports regarding their order routing practices andhave the informationpublished on a public website. This report provides information on the routing of "non-directed orders" - which is any order the customer has not specifically instructed to be routed to a particular venue for execution. For these non-directed orders, Koonce Securities, LLC has selected the execution venue.
The report is divided into three sections, one for securities listed on
The Nasdaq Stock Market, one for securities listed on the
New York Stock Exchange, and one for securities listed on the
American Stock Exchange or regional exchanges. For each section, the report identifies the venues most often selected by Koonce Securities, LLC, sets forth the percentage of various types of orders routed to the venues, and discusses any material aspects of Koonce Securities, LLC's relationship with the venues.
Please use the following link to obtain Koonce Securities, LLC's 606 SEC Disclosure data which has been complied by BRASS Compliance/SunGuard Trading Systems. This report is made accessible for public viewing on the twenty-fifth of the month on the following website: